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Compliance Officer – Retail Investment Platform - NN

Location: The Hague
Salary: € 7800 a month maximum
Employment: Full-time
As Compliance Officer, you will oversee all regulatory and compliance aspects of our execution-only retail fund platform, FitVermogen.nl.

In April 2022 the acquisition of NN Investment Partners (NN IP) by Goldman Sachs was completed whereby NN IP will join forces with Goldman Sachs Asset Management. 

The combination with Goldman Sachs Asset Management creates a platform with approximately $2.8 trillion in combined assets under supervision. Together, we aim to deliver robust sustainable investment capabilities and a full suite of products for clients. We believe our clients will benefit from an expanded product offering, increased access to top talent in the industry and further investment in the area of technology, data and sustainable investing. Three key objectives are underlying to our partnership: excellence in sustainable investing, broadening our investment capabilities and client solutions, and expanding our European presence. As we work together to grow our business, this next phase will also open the door for new growth opportunities for colleagues worldwide.

Compliance Officer – Retail Investment Platform

We are looking for an experienced Compliance Officer dedicated to overseeing all regulatory and compliance aspects of our execution-only retail fund platform, FitVermogen.nl.

NN Investment Partners (NN IP) is a leading European asset manager with headquarters in The Hague and offices in 15 countries in Europe, Asia and the Americas. We have approximately EUR 300 billion in assets under management and offer a broad range of equity and fixed income products, with a strong Environmental, Social and Governance (ESG) integration across our business.

NN IP was recently acquired by Goldman Sachs and we are excited to be joining forces with Goldman Sachs Asset Management to build one successful asset management firm and to grow the business together.

This job offers you a monthly salary up to €7800. This is based on a 40-hour work week, excluding  13th month, holiday allowance and bonus.

Your impact as Compliance Officer at NN IP

The NN IP Compliance team aims to assist the business in delivering high quality products that are fit for purpose and future proof. We work closely together with other departments such as Risk, Legal, Technology & Operations, Sales and Client Support. We provide guidance and training on rules and regulations, so our colleagues can service our clients and business partners in the best possible way. To advise our internal stakeholders regarding compliance issues and regulatory obligations, we keep in touch with our international colleagues and external advisers. We follow developments and trends closely, so NN IP is well equipped on the subject of compliance, now and in the future.

Your responsibilities

The successful candidate will oversee all regulatory and compliance aspects of our execution-only retail fund platform, FitVermogen.nl. You will look after, amongst other things, risk assessments, AML/CFT policies and procedures for FitVermogen; monitoring execution of CDD, transaction monitoring and screening activities; reviewing marketing materials and customer communication, complaint handling and designing the training program.

NN IP is in the process of making a significant investment in all aspects of FitVermogen’s compliance with AML/CFT requirements. You will play a significant role in shaping and putting in place enhanced processes and working with a wide range of stakeholders across NN IP and Goldman Sachs to implement new technological solutions and enhancing our existing compliance framework.

You will be part of a team that offers you the opportunity to experience, learn and put to practice all elements of an asset manager’s compliance function, allowing you a unique opportunity to grow your compliance skills and knowledge.

Who you are

It doesn’t matter what question comes your way: you are there to solve it. Whether going about it alone, or together with our team – you roll up your sleeves and show a can-do mentality. We are looking for:

  • 5+ years of experience in compliance within a retail environment of a financial organization
  • Solid understanding of the Wwft and financial crime compliance experience in retail customer context
  • Fluent in Dutch and English

Additional desirable Skills and Experience:

  • Experience in ensuring regulatory compliance of marketing materials, assessing customer complaints, UCITS legislation, data protection
  • Experience working for an asset management firm
  • Strong stakeholder management skills
  • Result driven
  • Knowledge and expertise re. pension products
  • Legal background
  • Master’s degree

Your colleagues

Effectively managing compliance risks maximizes NN Investment Partner’s (NN IP) opportunities in the asset management industry. This is achieved by a strong integration of the compliance risk management program in the daily business activities of NN IP. Our compliance team structure is optimized to effectively and efficiently challenge and support NN IP’s full value chain. The Compliance Officer will be part of an international compliance team of 14 members in The Hague and 10 abroad. The NN IP compliance team maintains NN IP’s complete compliance program which includes advisory, policy setting, monitoring, training and reporting. The development of our staff’s personal and subject matter skills is important to us and we continuously invest in training and development.

Continue developing

It is important to us that you continue to develop yourself. We give you the space and the confidence to grow in your career as well as a person. We help you with:

  • Plenty of training and learning opportunities in our Learning & Development Centre
  • A large (international) network of colleagues who are keen to share their knowledge with you
  • The autonomy to set out your own development path

Employee benefits

You are more than a colleague and that is something we understand very well at NN. You have many roles in life, leading to different choices. At NN we give you the opportunity to select employee benefits that are important to you. For instance buying additional leave days and flexible working hours. You get enough flexibility to adjust your working pattern to your personal needs. Also part of the benefits are allowances for setting up your home office and for internet use. In addition, you will receive:

  • Collective pension scheme with a personal contribution of only 6%
  • 194.4 hours of leave, based on a 36-hour week (that’s 27 vacation days for a 5-day working week) and one Diversity Day
  • Holiday allowance and a 13th month, paid with your monthly salary
  • NS Business Card 2nd class, which gives you unlimited travel 7 days a week. Do you prefer to travel with your own transport? Then you can declare the kilometres travelled for business and commuting

At NN IP we work hybrid. We combine working from home and working in the office. Teams can meet online or in person. You and your team agree on what suits you best. We have set up our offices in such a way that there is a suitable place for every type of work. The official location for this job The Hague.

Will you be our new colleague?

If you are enthusiastic about this vacancy and think that you would be a good fit for the team at NN, we would like to invite you to apply. We are very keen to find out who you are, what motivates you and what you can contribute to this role at NN Investment Partners. Do you have any questions about the job? Then please reach out to recruitmentnnip@nnip.com .

Apply now!

This is a permanent position. A candidate will receive a contract from NN IP and we are not open to interim/freelance assignments and/or candidates or recruitment agencies. Thank you very much for your understanding.

Location:
The Hague

Information and application:

Apply:

Please send your application for Compliance Officer – Retail Investment Platform at NN in The Hague including your CV via our website.

Job code:
REQ2682248
Job posted
13 januari 2023
Apply Now
More information:

Do you have any questions about the job? Then please reach out to recruitmentnnip@nnip.com .

Read all about working at NN

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