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Monitoring Analyst - via Michael Page

Locatie: Amsterdam
The Monitoring Analyst is member of the Trading Compliance team. Trading Compliance is responsible for the operational impact assessment of new regulations (from regulators and exchanges), translating regulation into requirements for the business and the implementation of regulation in the business.

  • Trading Compliance is responsible for the operational impact
  • In this position you develop and improve our monitoring and reporting tooling

About our client:
A global trading company

Tasks and responsibilities:

  • Ensure that the company abides by global and local regulations and policies;
  • Focused on avoiding compliance breaches, monitoring trading behaviour and reporting obligations;
  • Ensure the company complies (100% accurate/complete) with several order/trade/transaction reporting obligations (MiFID II, EMIR, OATS).
  • Review of order/trade/transaction reports before submission to the regulator
  • Monitor and analyse market conduct / market making obligations / correctness of order flagging
  • Continuously look for improvements of the existing monitoring and reporting tools.
  • Periodically verify whether the monitoring and reporting tools work as intended.
  • Manage the implementation process of the implementation of the compliance requirements.
  • Test newly implemented or adjusted tooling, systems and/or controls
  • Sign off on the implementation of the business requirements.
  • Collect relevant information / data for investigations, inquiries and audits, both internal and external (regulators, exchanges).
  • Support implementation of current and new trading rules & regulations (i.e. on flagging and tagging of orders, on proper market conduct), and timely / consistently documenting these on our intranet;
  • Document/archive/evidence compliance procedures / processes.


Profile:

  • Master's degree Economics, Finance, Accounting, Business Administration
  • Excellent Excel skills,
  • At least 2 years of working experience,
  • Basic knowledge of financial products and markets,
  • An eager proactive learner who is focused on the task yet flexible and able to prioritize;
  • An independent self-starter and responsibly; work though within company policies and guiding principles
  • Personality that thrives in a fast paced environment and fits in the company culture
  • Excellent attention to detail
  • Has strong communication skills; possessing the ability to adapt to a variety of stakeholders
  • Experience with market conduct
  • Knowledge of trade surveillance system (preferably NASDAQ's SMARTS) is beneficial
  • Knowledge on programming languages is a pre (VBA, C#, etc.)

Our Offer:
An excellent salary package

Location:
Amsterdam

Information and application:

Apply:

To fulfil this vacancy this organization is working together with Michael Page.

Please send your application for Monitoring Analyst at this organization in Amsterdam including your CV via our website.

Job code:

185194

Job posted

30 mei 2018
Apply Now

More information:

contactpersoon
Linkedin
 
Contact:
Elleke Jonker
Recruitment Consultant risk and compliance
E-mail

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Contactgegevens

CareerGuide

Argonweg 14
1362 AA Almere

Postbus 60184
1320 AE Almere

Tel: 036 - 7440 136

KvK 32090652
ING Bank NL91INGB065.42.67.456
BTW NL.8106.57.041.B01

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Nienke Smit   Pieter Lammers
Nienke Smit
n.smit@careerguide.nl
06-41454957
  Pieter Lammers
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06-41454956
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