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Trading Compliance Officer - via Michael Page Risk & Compliance

Locatie: Amsterdam

The Trading Compliance Officer is responsible for the operational impact assessment of new regulations (from regulators and exchanges), translating regulation into requirements for the business and the implementation of regulation in the business.

  • In this position you develop and improve our monitoring and reporting tooling
  • Translating regulation into requirements


About our client:
Trade firm

Tasks and responsibilities:
Ensure that abides by global and local regulations and policies; focused on avoiding compliance breaches, monitoring trading behaviour and reporting obligations. Understand the organisattion core business. Validate the interpretation of new regulations from Regulatory Compliance / Legal. Translate the (interpretation of) new regulation into specific compliance requirements (e.g. requirements for tooling, systems of internal control and monitoring and detection controls) Manage the implementation process of the implementation of the compliance requirements. Test implemented tooling, systems and/or controls. Sign off on the implementation of the business requirements. Manage the process of validation by Regulatory Compliance / Legal. Continuously look for improvements of the company's Trading Compliance, risk management and control processes. Write procedures/manuals around all compliance processes.

Profile:
Master's degree (Dutch) Law, Business Administration, Finance, Accounting. Knowledge of our legal and regulatory environment in combination with operational working experience. 3 to 5 years of working experience. Basic knowledge of financial products and markets. Excellent attention to detail. An eager, proactive learner who is focused on the task yet flexible and able to prioritize. An independent self-starter and responsibly; work though within company policies and guiding principles. Personality that thrives in a fast paced environment and fits in the company culture. Hands on mentality. Has strong communication skills; possessing the ability to adapt to a variety of stakeholders. Excellent English communication skills both spoken and written.

Our Offer:
Competitive salary package (with bonus)

Location:
Amsterdam

Information and application:

Apply:

To fulfil this vacancy this organization is working together with Michael Page Risk & Compliance.

Please send your application for Trading Compliance Officer at this organization in Amsterdam including your CV via our website.

Job code:

185193

Job posted

23 april 2018
Apply Now

More information:

contactpersoon
Linkedin
 
Contact:
Elleke Jonker
Recruitment Consultant risk and compliance
E-mail

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Contactgegevens

CareerGuide

Argonweg 14
1362 AA Almere

Postbus 60184
1320 AE Almere

Tel: 036 - 7440 136

KvK 32090652
ING Bank NL91INGB065.42.67.456
BTW NL.8106.57.041.B01

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Ook een vacature plaatsen? Neem contact met ons op:


Nienke Smit   Pieter Lammers
Nienke Smit
n.smit@careerguide.nl
06-41454957
  Pieter Lammers
p.lammers@careerguide.nl
06-41454956
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